日本问题研究 ›› 2020, Vol. 34 ›› Issue (3): 20-28.DOI: 10.14156/j.cnki.rbwtyj.2020.03.003

• 经济研究 • 上一篇    下一篇

日本工业化短缺因素的制度替代——以财阀形成中的商法因素为中心

平力群   

  1. 天津社会科学院 日本研究所,天津300191
  • 收稿日期:2020-05-07 出版日期:2020-06-25 发布日期:2020-06-25
  • 作者简介:平力群(1969—),女,浙江宁波人,经济学博士,研究员,主要从事日本经济的研究。
  • 基金资助:
    国家社科基金后期资助项目“日本公司法制度变迁与公司治理演化研究”(17FGJ008)

The Institutional Substitution of Japans Industrialization Shortage:Focusing on the Influence of Commercial Law Adaptive Translation on the Formation of Zaibatsu

PING Liqun   

  1. Institute of Japan Studies,Tianjin Academy of Social Sciences, Tianjin,300191,China
  • Received:2020-05-07 Online:2020-06-25 Published:2020-06-25

摘要: 明治维新的重要贡献之一是通过有利于技术引进的制度创新,启动了日本工业革命,推动了工业化的进程,并为工业化的推进奠定了基础。其中就包括明治政府通过移植西方法制度编纂日本商法典。在家族主义思想影响下,明治立法者对西方公司法制度进行了有利于富商家族(“财阀家族”)维持家族财产总有制的适应性翻译。财阀利用商法规定的合名公司、合资公司与股份公司组织形态实现了向康采恩组织结构的演化,满足了财阀对家族财产总有与隔离风险的要求。商法为财阀家族加强对家业的控制提供了法律工具与保障。在商法的引导、保护与支持下,财阀的形成及其巨大化弥补了作为后发国家日本启动工业化的两大短缺因素——资本原始积累与产业系统性的不足。日本财阀组织可以被认为是对日本工业化进程中短缺因素的制度替代。尽管财阀制度降低了日本工业化的成本,但也不能忽略财阀制度的社会成本。

关键词: 工业化, 后发障碍, 商法, 移植, 财阀企业组织结构

Abstract: One of the most important contributions of the Meiji Restoration is that,through institutional innovations conductive to technology import, it initiated the Japanese Industrial Revolution, promoted the process of industrialization, and laid the foundation for the advancement of industrialization.Among them is the complication of the Japanese Commerce Code through the transplantation of the Western mode by the Meiji government. Under the influence of familism, Meiji legislators adapted Western company law in favor of the wealthy family community, adjusting the relevant terms of general partnership company, limited partnership company and stock companies. The regulations on the corporate governance structure are in line with the xenophobic claims of property ownership by the major shareholder, the “Zaibatsu family”, and provide legal protection for strengthening the Zaibatsu familys control of the family business. The form of organization of general partnership company, limited partnership company and stock companies under the organic combination in Zaibatsu structure has realized the requirements of the limited ownership and liability of the Zaibatsu families. Under the guidance, protection and support of the Commercial Law, the formation and gigantism of Zaibatsu has made up for the two major shortfalls of Japan as a latecomer country initiating industrialization—the lack of primitive accumulation of capital and the lack of industrial systematization. The Japanese Zaibatsu can be considered as the institutional substitution for the shortage factors in the process of Japans industrialization. Although the Zaibatsu system could lower the cost of Japanese industrialization, the social cost of it could not be ignored.

Key words: industrialization, latecomer obstacles, the Commercial Law, transplant, the organizational structure of Zaibatsu enterprises

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